Saturday, February 6, 2010

Principles of the Cleaning Validation Protocol

This is an overview of the cleaning validation protocol and the validation of cleaning procedures for product contact manufacturing equipment used in the pharmaceutical and bio- pharmaceutical industry.

For product manufacturing in the pharmaceutical industry this protocol provides documented evidence that cleaning techniques employed in the manufacturing facility are able to prevent cross contamination and carryover.

Cleaning Validation (CV) must be applied to all products, impurities, intermediates, cleansing agents and other materials in the process stream according to predetermined standards. Part of this protocol will involve validating the maximum time, equipment can remain "dirty" (dirty hold) prior to cleaning and maximum time equipment remains "clean" (clean hold). Maximum time is considered the worst case scenario so that all lesser times are also validated.

Essential Purposes of this Protocol:

1. It is a regulated requirement included in FDA, WHO, PIC/S and EU regulations

2. It prevents batch contamination, minimizing the number of out of specification batches

3. It determines the safe hold times, both "clean" and "dirty", which aids in production scheduling

Presence of Contaminants

The objective of this protocol is to ensure effective cleaning systems are in place to reliably prevent contamination, including product cross contamination and reagent carryover. It is important to remember that the cleaning process can be simplified by using fewer products on a multi-product process train.

Analysis

To detect contaminants, rinse and swab analysis can be employed. Solubility and toxicity should be taken into consideration when designing methods of analysis. Visual analysis can also be useful. The methods of analysis that are ultimately chosen must be validated. This validation procedure should include spiking samples and swab areas with potential contaminants to perform recovery analysis. The limits of detection and quantification should be well inside specification limits.

Analytical methods should be able to detect the following contaminants:

1. Precursors to the end product

2. Degradation products produced by the pharmaceutical product

5. Microorganisms: this is especially important if a product can sustain microbial growth

6. Lubricants and cleansing agents

Components of the Cleaning Validation Protocol

CV protocols are written in accordance with a site Validation Master Plan and all relevant regulatory requirements. It should include, but is not limited to, the following points:

1. Definitions of the terms utilized during validation, for example flush vs. rinse

2. A statement which details the pharmaceutical facility's policy on cleaning validation associated with equipment, ancillary equipment, and processes involved in manufacturing the product

3. The company's policy on dedicated equipment in cases where the products are dangerous or too highly active to be manufactured using multi-product machinery

4. Details regarding maximum clean and dirty holds

5. Details of any products under consideration for cleaning

6. The company should also have a revalidation policy which will form part of the validation lifecycle

Overall, the cleaning validation protocol ensures that pharmaceutical products manufactured in a facility are aligned with all internal and regulatory specifications such as those set by the FDA. More importantly, the protocol documents the cleaning process and ensures that the product manufactured is free from contaminants and extraneous materials. Maximum clean and dirty holds are qualified during the cleaning validation protocol execution. Cleaning validation adds value through regulatory compliance and reduced batch contamination.

Installation Qualification Equipment

Issue date

Installation Qualification Equipment

(Reference SOP: __________)

Project:
Project No:
Equipment Description:
Serial No:
Manufacturer:
Model No:
Equipment No:
Location:
Protocol:

PROGRAM INDEX

1. OBJECTIVE................................ ................................ ................................ ................................ ..3

2. ACCEPTANCE CRITERIA ................................ ................................ ................................ ............ 3

3. QUALIFICATION PROCEDURES ................................ ................................ ................................ 3

4. DEMAND SPECIFICATIONS................................ ................................ ................................ ........4

5. EQUIPMENT - MECHANICAL ................................ ................................ ................................ ......4

5.1. List of drawings................................. ................................ ................................ .................... 4

5.2. List of Supplier Quotes & Purchase Orders for Major Components................................ .......5

5.3. List of Equipment / Maintenance Manuals. ................................ ................................ ........... 5

6. EQUIPMENT FEATURES................................ ................................ ................................ ............. 6

6.1.

6.2. Component Materials in Product Contact................................ ................................ .............. 6

6.3. Component Materials (as detailed in design spec.) not in Product Contact........................... 7

6.4. Filters: ................................ ................................ ................................ ................................ ..7

6.5. Lubricants................................ ................................ ................................ ............................. 8

6.6.

6.7. Spare Parts List Location: ................................ ................................ ................................ ..9

6.8. Can machine adjustment be made without potential for product contamination? .................. 9

7. ELECTRICAL INSTALLATION................................ ................................ ................................ ......9

7.1. Electrical Drawings ................................ ................................ ................................ ............... 9

7.2. Equipment Rating ................................ ................................ ................................ ............... 10

7.3. Supply Wiring ................................ ................................ ................................ ..................... 10

7.4. Distribution Details................................ ................................ ................................ .............. 11

7.5. Instrumentation................................ ................................ ................................ ................... 11

7.6.

7.7. Computerised Systems Verification ................................ ................................ .................... 12

7.8. Spare Parts List:................................ ................................ ................................ ................. 14

8. AUXILIARY EQUIPMENT / SERVICES LIST................................ ................................ ..............14

9. CHANGE PARTS ................................ ................................ ................................ ....................... 15

10. CLEANING PROCEDURES ................................ ................................ ................................ .......15

10.1.

10.2. Cleaning Records ................................ ................................ ................................ ............... 15

11. PREVENTATIVE MAINTENANCE ................................ ................................ .............................. 15

11.1. Preventative Maintenance Program Identification: ................................ .............................. 15

12. TRAINING RECORDS ................................ ................................ ................................ ................ 16

13. ................................ ................................ ................................ ..16

13.1. Equipment Operation................................ ................................ ................................ .......... 16

13.2. Process Operation................................ ................................ ................................ ..............16

14. DISCREPANCIES................................ ................................ ................................ ....................... 16

15. SIGNATURE LOG ................................ ................................ ................................ ...................... 17

16. ATTACHMENTS ................................ ................................ ................................ ......................... 17

TEM 170 Issue date

Installation Qualification for Equipment

(Reference SOP: _________)

1. OBJECTIVE

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2. ACCEPTANCE CRITERIA

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3. QUALIFICATION PROCEDURES

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As Built drawings and equipment specification as quoted in the protocol.

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Prepared by: Date Prepared: Revision No: Page

of 17

Issue date

Installation Qualification for Equipment

(Reference SOP: _________)

  1. Piping
  2. Pneumatic
Drawing ID Rev. No. Description Location As Built Verified Date Verified by
Yes No
























































Drawing ID Rev. No. Description Location As Built Verified Date Verified by
Yes No
























































  1. List of Supplier Quotes & Purchase Orders for Major Components
  2. List of Equipment / Maintenance Manuals.
Component Supplier Quote Purchase Order No. Location




























Manual ID. Location










Issue date

Installation Qualification for Equipment

(Reference SOP: _________)

6.2.2. Component Listing

Component Parts Material of Construction
Specified Actual



























6.3. Component Materials (as detailed in design spec.) not in Product Contact

Component Parts Material of Construction
Specified Actual



























6.4. Filters: This list is based on information from purchase orders and eq uipment specifications. Verify that the items have been delivered as specified

Identifying No: Size/Porosity (Micron) Location Verified Verified by



Yes No






















































Issue date

Installation Qualification for Equipment

(Reference SOP: _________)

6.7. Spare Parts List Location:

Mechanical: Attach material/component list (attachment)

6.8. Can machine adjustment be made without potential for product contamination ? YES / NO

Write a brief description as to how machine adjustment can be done to no t effect product quality. Include any follow up activities that must occur after machine adjustment .

7. ELECTRICAL INSTALLATION

Complete a list of drawings & manuals associated with the electrical installation of the equipment /system.

Document Location of the latest versions. Verify the accuracy of those drawings which represent the system

7.1. Electrical Drawings

  1. Single Line
  2. Cables Schedules
Drawing ID Rev. No. Description Location As Built Verified Date Verified by
Yes No
























































Drawing ID Rev. No. Description Location As Built Verified Date Verified by
Yes No

























































TEM 170

Issue date
Installation Qualification for Equipment
(Reference SOP: _________)
7.4. Distribution Details
Main Switchboard:
Sub Board:
Distribution Board:
Circuit Breaker Type:
Circuit Breaker Rating:
Phases:

7.5. Instrumentation

Attach all items requiring calibration. Attach calibration reports for all critical items and non critical items requiring calibration .

  1. Critical Instrumentation
  2. Non Critical Instrumentation (Convenience)
Description Manufacturer Model No. Serial No. Equipment No Previous Maintenance No.


























































































Description Manufacturer Model No. Serial No. Equipment No Previous Maintenance No.






























Installation Qualification for Equipment

(Reference SOP: _________)

TEM 170 Issue date

Item Requirement Details/Function Sign/Date
PC Name of manufacturer Record model number Record serial number

Operating system Record type of Record version of

System configuration files Record details.(Include printout if available)

Inspection Visually inspect and confirm that unit is in good condition

Logon Confirm able to logon to PC and successfully able to call up any critical programs from desktop.

PLC s, PC s, LAN etc.

7.7.3. Computerised System Inventory List

To section should be filled out and submitted to ensure that the site Computerised System Inventory List is maintained as procedure

Information Equipment
Equipment Equipment
Proposed SAP Equipment No (EO# etc)



Description (40 char. max.)



Long Text (If needed)



Vendor



Acquisition date



Manufacturer



Manufacture Country



Construction Year



Construction. Month



Model No



Manufacturers Part No



Manufacturers Serial No



Superior Equipment



Functional Location



Technical Identification No



Submitted by
Sign
Date

Issue date

Installation Qualification for Equipment

(Reference SOP: _________)

9. CHANGE PARTS

List below all change parts, quantity, and description for each process requiring a changeover .

Item Description Quantity Specification Part No. ID No. on equipment
























10. CLEANING PROCEDURES

10.1.

system. Ensure you reference the current version.

S.O.P. No: Title Date Issued












10.2. Cleaning Records

Record in what form cleaning records are to be kept and where e .g. log book, as a part of batch documents.

11. PREVENTATIVE MAINTENANCE

11.1. Preventative Maintenance Program Identification:

Program identification and records. For each piece of equipment list the maintenance Task Number and maintenance period :

Equipment Task No. Maintenance Period